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Head of Compliance, Limassol

Our client, a well-established CySEC regulated Investment Firm, located in Limassol, is looking to hire a Head of Compliance.


Responsibilities:

- Implement an effective legal compliance program

- Review and Develop company Policies

- Giving advice to the Management Team regarding the updated regulations through detailed reports

- Creating an effective action plan in response to audit notes and compliance violations purposes

- Supervising and coordinating all AML, Due diligence and KYC procedures

- Performing in-house audit company procedures, practices, and documents to identify risk

- Ensuring that all employees are trained on the latest regulations and processes

- Responding to all compliance enquiries

- Performing regular monitoring to ensure that standards are adhered

- Prepares applications, notifications and records updates for the Cyprus Securities & Exchange Commission (CySEC)

- Being responsible that the firm fulfills their annual obligations and license conditions

- Acting as the liaison between the Company and external law firms

- Reviewing Company’s marketing & promotional material, providing feedback, guidance, corrections and internal advice

- Performing internal investigation and evidence-gathering to support legal procedures

- Providing detailed situation reports and updates to BOD on all matters being handled

- Conducting risk assessments, threat exposure assessments in order to issue alerts and advise on course of action


Requirements:

- Legal academic background

- At least 2 years of experience in a similar role with the industry

- CySEC Advanced Certificate & AML Certificate

- Deep understanding of CySEC regulations

- Excellent knowledge of EU and international law

- Outstanding Legal English writing skills

- Fluent in English and Greek both oral and writing


Benefits:

- A competitive package will be offered based on experience and skills

- Health Insurance

- Friendly Environment


If you wish to apply for this role, please send an updated CV to Stella Theodoulou at career@careeresti.com quoting ‘Head of Compliance / 597RV5’ on the email’s subject line. Please note that only shortlisted candidates will be contacted.

CareerEsti HR & Recruitment Services Limited is a licensed Private Employment Agency, by the Ministry of Labour, Welfare and Social Insurance (Cyprus), since 2019 (LN:370).

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